FINANCIAL SERVICES / BANKING / SECURITIES

Sims|Funk attorneys regularly represent individuals, banks, private equity firms, financial professionals, mortgage servicers, and other entities in litigation and arbitration proceedings involving a wide range of disputes, including claims of wrongful foreclosure, unsuitability, embezzlement, escheatment, negligence, fraud, unauthorized trading, breach of fiduciary duty, and breach of noncompetition and other restrictive employment covenants. We have also represented individuals and entities in connection with internal and governmental investigations and in other matters before FINRA and various state and federal agencies.

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