FINANCIAL SERVICES / BANKING / SECURITIES

Sims|Funk attorneys regularly represent individuals, banks, private equity firms, financial professionals, mortgage servicers, and other entities in litigation and arbitration proceedings involving a wide range of disputes, including claims of wrongful foreclosure, unsuitability, embezzlement, escheatment, negligence, fraud, unauthorized trading, breach of fiduciary duty, and breach of noncompetition and other restrictive employment covenants. We have also represented individuals and entities in connection with matters before FINRA, the Tennessee Securities Division, and various other state and federal agencies.

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